Compliance/Legal (Non-Bank Business)

Responsibilities :

  • Advise function to management on compliance law, rules and standards, including update on changes and developments in this area.
  • Design and implement improvements in communication, monitoring, or enforcement of compliance standards.
  • Monitor on regulatory developments and communicating these developments to the staff of the Company on appropriate implementation of compliance rules and standards through policies and/or procedures and/or guidelines
  • Develop and implement annual compliance program to identify, document and assess the compliance annual audit to the Company
  • Ensure and report suspicious account and/or suspicious transactions to the regulatory authority to BOT (The Bank of Thailand)
  • Collects the Know Your Customer (KYC) information and perform customer due diligence (CDD) process or the enhanced due diligence (EDD) process for ‘normal’ customers or those of heightened risk.
  • Protect assets by establishing compliance standards; anticipating emerging compliance trends; designing improvements to internal control structure.
  • Design and implement improvements in communication, monitoring, or enforcement of compliance standards.
  • Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.

Requirements :

  • Bachelor's degree or or higher in related field
  • Minimum 3 years in compliance field (Financial business)
  • Strong Knowledge in AML Policy /KYC (know your customer) rules and regulations and Compliance culture with high ethics and integrity. 
  • Understand financial business and experience in applying knowledge of regulator and compliance risk
  • Proficiency in English skill in both writing and speaking

Other Detail:

  • Job type :Permanent
  • Vertical Expert: :Other
  • Location : Bangkok - Phra Nakhon
  • Salary Range : 70,000 - 100,000
  • Job Reference : MPP13587
  • Created by : Aornpreeya Fuangkhajornfung
  • Telephone : 662 631 0464 ext 2106
  • Email : Aornpreeya.F@th.experis.com

For further information or a confidential discussion please apply now or call to Experis TH at (02)631-0464.